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What is a broker dealer transaction?

Transaction Dealer Management Transaction Banking
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Question added by Deleted user
Date Posted: 2016/03/11
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د Waleed
by د Waleed , Management - Leadership-Business Administration-HR&Training-Customer Service/Retention -Call Center , Multi Companies Categories: Auditing -Trade -Customer service -HR-IT&Internet -Training&Consultation

Thank You or the invitation .. I would agree with Mr. Vinod definition.. Nothing to add !

Sidrah Nadeem
by Sidrah Nadeem , Global Marketing Manager , Hill & Knowlton

I agree with the answer written by Mr.Vinod!

Ahmed Mohamed Ayesh Sarkhi
by Ahmed Mohamed Ayesh Sarkhi , Shared Services Supervisor , Saudi Musheera Co. Ltd.

agree with mr. vinood on his answer

 

Vinod Jetley
by Vinod Jetley , Assistant General Manager , State Bank of India

 

Broker-Dealer

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What is a 'Broker-Dealer'

A broker-dealer is a person or firm in the business of buying and selling securities, operating as both a broker and a dealer, depending on the transaction. The term broker-dealer is used in U.S. securities regulation parlance to describe stock brokerages, because most of them act as both agents and principals. A brokerage acts as a broker (or agent) when it executes orders on behalf of clients, whereas it acts as a dealer (or principal) when it trades for its own account.

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