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Mohamad Faizal Abdul Sani's image
Question added by Mohamad Faizal Abdul Sani Senior Manager, Compliance Governance RHB Banking Group
10 years ago
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Question added by Deleted user
10 years ago

What is the key difference between a Compliance Officer / auditor and an Internal Auditor?‎

Except viewing every transaction as a fraud or misappropiration by internal auditor any other difference which can clearly define both roles.‎

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Question added by Peter Bassey
6 years ago
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Question added by Tanuja Dhiman
6 years ago
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Yasser Almasri's image  
Answer added by  Yasser Almasri, compliance supervision officer, The International Bank for Trade & finance
10 years ago

Professional conditions: university degree, experiance Personality traits: Integrity,independence,communication skills  

Mohamad Faizal Abdul Sani's image  
Answer added by  Mohamad Faizal Abdul Sani, Senior Manager, Compliance Governance, RHB Banking Group
10 years ago

Yes, you have to be diplomatic and powerful but need to keep the power in check to avoid being labelled as despotic or worse resulted in non-compliance of a particular co ... See More

Mohammed Thiab's image  
Answer added by  Mohammed Thiab, Founder / Chief Consultant, MV Consulting
10 years ago

First, the criteria should come from the jobdescription itself.    Secondly, since you are talking about compliance specifically, there would be additional merits needed ... See More

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Answer added by  Muhammad Omer Javed , QS-Engineer, ABV Rock Group
7 years ago

Compliance Audit (external auditor) gives positive assurance that the auditor has obtained sufficient audit evidence that the annual financial statements as prepared by m ... See More

Ravi Shankar K B's image  
Answer added by  Ravi Shankar K B, Internal Audit Head of Bahrain operations, Leading indian bank
7 years ago

"Compliance" denotes comply or conform to regulations. More common in regulated businesses like financial services.  Compliance function has become more widespr ... See More

krishnamoorthy Achutham's image  
Answer added by  krishnamoorthy Achutham, DY Manager (Accounts) from April, DCW LIMITED,
8 years ago

Compliance officer is responsible compliance ofethods procegers stuplated for that particular process or project or any assignment.Internal auditor is to check the metod ... See More