Inscrivez-vous ou connectez-vous pour rejoindre votre communauté professionnelle.
Securities and Exchange Commission. The primary federal regulatory agency for the securities industry, whose responsibility is to promote full disclosure and to protect investors against fraudulent and manipulative practices in the securities markets. The securities and Exchange Commission enforces, among other acts, the Securities Act of1933, the Securities Exchange Act of1934, the Trust...
Securities and Exchange or also known as SEC, were created by the Congress to have security over the markets and to protect investors.
This was done so when investors bought more than5% of a certain company they would inform the Congress, as it would create takeover threats.
The Securities and Exchange Commission (SEC) is a government agency that oversees securities transactions, activities of financial professionals and mutual fund trading to prevent fraud and intentional deception.
It is the responsibility of the SEC to ensure that investors can confidently and with good faith invest their money without fear of corruption, either from the brokers or exchanges that facilitate trading or from the companies that issue the securities. Nevertheless, even with stringent laws in place, we've still seen examples of corporate malfeasance (at companies like Enron), as well as market timing/late trading scandals within the mutual fund industry. These corporate misdeeds have wiped out millions of dollars and have caused some investors to lose faith in the system.
Fortunately, though, every year the vigilant efforts of the SEC result in civil actions against400 to500 individuals and corporations that attempt to skirt the law. By forcing strict compliance with regulations and swiftly dealing with those who fail to follow them, the SEC strives to maintain integrity and fairness in the markets.
SEC a US organisation that gives rules and controles Financial Markets.
This is a governing body, managing corporate sector of Pakistan.
A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC.
along with the experts' answer;
The SEC requires public companies to divulge financial information to the public so that investors are protected and that the markets are regulated
I agree with Mr. Vinod answer.
The Securities and Exchange Commission or the SEC was created for regulation and protection of investors. The intention is to promote full disclosure within the securities market and to protect public investors from fraudulent action.
I Am support and Agree With All expert answers & Ur Answer Sir