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Mohammad Iqbal Abubaker's image
La question a été ajoutée par Mohammad Iqbal Abubaker Jahaca Pty Ltd - Accounts Administrator Jahaca Pty Ltd - Accounts Administrator
Depuis 7 années

Identify why regulatory regimes may vary between different countries?‎

Identify why regulatory regimes may vary between different countries?‎

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Ahmed Saharti's image
La question a été ajoutée par Ahmed Saharti Lawyer, Legal and Compliance Advisor CSLCCO Law Firm
Depuis 8 années

Do you think that everyone working in financial institutions responsibilities to comply with applicable and required rules and regulatory regulations?‎

http://bit.ly/1TgwMZG   The answer is above in my article.   Thank you   Ahmed Saharti Lawyer, Legal and Compliance Advisor‎

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JULIE ADAIKALARAJ CDCS CEITF J's image  
La répondre a été ajoutée par  JULIE ADAIKALARAJ CDCS CEITF J
Depuis 8 années

Of course , We rae working in a financial institution/bank as per  certian rules and regulations like Central Bank of UAE and etc.

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LEWIS HARLEY's image  
La répondre a été ajoutée par  LEWIS HARLEY, attorney, HARLEY LAW GROUP
Depuis 8 années

Absolutely.  I was appointed independent counsel to investigate and prosecute violations resulting from the failure of a regional bank in Asia/Pacific.  I made ne distinc ... Voir Plus

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Mona AlShaghaa's image  
La répondre a été ajoutée par  Mona AlShaghaa, Head of Internal Governance, Bank Aljazira
Depuis 8 années

Yes. every staff member is not only responsible but also accountable. The basic 3 lines or levels of defense principle reinforces this understanding where compliance and ... Voir Plus

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ANSHU RAINA's image  
La répondre a été ajoutée par  ANSHU RAINA, Assistant to Vice President , Indusind Bank
Depuis 8 années

Compliance should be part of the culture of the organisation. It is not just the responsibility of specialist compliance staff. Nevertheless, a bank will be able to manag ... Voir Plus

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Martijn Sinninghe Damste's image  
La répondre a été ajoutée par  Martijn Sinninghe Damste, Manager Legal and Compliance, Secretary, China Construction Bank (Europe) S.A.
Depuis 8 années

No legal system, whether it is civil law, common law or sharia, accepts ignorance of the law. Compliance is a responsibility of everybody. Either you know it and you are ... Voir Plus

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Balwant Singh's image  
La répondre a été ajoutée par  Balwant Singh, Head Of Investigations, Wesdev Malaysia Sdn Bhd
Depuis 6 années

All regulatory policies are based on a mix of economic, legal, and public management principles. 

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Netra Mandlik's image  
La répondre a été ajoutée par  Netra Mandlik, Research Associate Pharmacovigilance, Lambda Therapeutics Limited
Depuis 6 années

Yes! they vary depending upon the social, economical, cultural, political and educational environment of the country. It is also influenced by the healthcare need, diseas ... Voir Plus

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